Unicorn FinReg

AMF: son yayınlar, sınıflandırılmış

AMF (Autorité des marchés financiers) kurumunun son yayınları; tür, etki, tarihler ve dikkate alınacak kontrollerle, resmi kaynaktan her 15 dakikada bir okunur.

Son yayınlar

AMF · Diğer · · Bilgi

Webinaire " Le Listing Act : un cadre règlementaire simplifié pour les sociétés cotées "

The AMF announces a webinar on 1 December 2026 from 09:00 to 10:30 presenting simplified rules under the Listing Act for listed companies, with a focus on small and mid-cap issuers. The session covers changes linked to the EU Prospectus and Market Abuse Regulations and includes two question-and-answer sessions.

Metindeki tarihler: 2026-12-01 AMF webinar on the Listing Act for listed companies (09:00 to 10:30)

Resmi metin

AMF · Diğer · · Bilgi

Webinaire - Lutte contre le blanchiment des capitaux et le financement du terrorisme

The AMF published the replay page of a webinar held on 19 June 2026 for investment advisers (CIF) on their obligations and good practices regarding anti-money laundering and countering the financing of terrorism (AML/CFT). The page is an event replay and does not set new binding rules.

Resmi metin

AMF · Açıklama · · Yüksek

Dénouement en T+1 : une année décisive

The AMF and Banque de France remind financial market participants of the operational preparations needed for the move to T+1 settlement in the EU, due on 11 October 2027. The publication refers to revised CSDR Article 7 and amended Delegated Regulation (EU) 2018/1229 on settlement discipline, with a first deadline on 7 December 2026 and a final deadline on 11 October 2027, and it encourages participation in the 2027 industry testing phases.

Metindeki tarihler: 2026-12-07 First deadline: post-trade allocation and confirmation exchanges to be sent before 23:00 on T+0 using systematic international communication standards. · 2027-10-11 Final deadline: T+1 settlement cycle applies; instructions to settlement systems sent before 23:59 on T+0 and related CSD functionalities in place.

Dikkate alınacak kontroller

  • Check whether internal allocation and confirmation processes can be completed before 23:00 on T+0 and use international communication standards, in line with the 7 December 2026 deadline.
  • Review settlement instruction processes to confirm they can send instructions to settlement systems before 23:59 on T+0 and assess readiness for the 11 October 2027 deadline.
  • Consider coordinating with clients and direct service providers on T+1 actions and on the test environments available for the 2027 test windows.

Resmi metin

AMF · Yaptırım uygulaması · · Düşük

Accord de composition administrative conclu le 15 juin 2026 avec M. Thierry Marie

The AMF published transaction TRA-2026-05, an administrative settlement agreement concluded on 15 June 2026 with M. Thierry Marie concerning market manipulation. The publication is a transaction record showing supervisory practice; the full document is available for download on the AMF website.

Dikkate alınacak kontroller

  • Review the published transaction TRA-2026-05 to understand the facts and the sanction reasoning relevant to market manipulation controls.
  • Check whether existing market abuse monitoring covers the conduct types described in the full transaction document.

Resmi metin

AMF · Diğer · · Düşük

Déblocage anticipé du PEE après une séparation des parents : quand le demandeur ne peut fournir ses justificatifs dans le délai prescrit

The AMF mediator's blog describes a case in which an employee's request for early release of a PEE (company savings plan) after the dissolution of a PACS was refused because the file, lacking a final court judgment on child residence, was incomplete within six months. The mediator proposed that the six-month period run from the court decision on child custody rather than from the separation, and the account keeper accepted in this case; the mediator says this is pending a position from the Direction générale du travail.

Dikkate alınacak kontroller

  • Check whether the six-month period for early release requests is applied from the triggering event or from a later court decision where supporting documents cannot be produced in time.
  • Review how incomplete early release files are handled when required judicial documents depend on court timing outside the applicant's control.

Resmi metin

AMF · Açıklama · · Bilgi

L'AMF publie ses recommandations sur la liquidité des fonds monétaires

Actualité Fonds monétaires Gestion d'actifs Coopération L'AMF publie ses recommandations sur la liquidité des fonds monétaires

Resmi metin

AMF · Diğer · · Orta

L'AMF publie la synthèse de ses contrôles SPOT sur les communications aux clients concernant les SCPI

The AMF published a summary of its SPOT thematic inspections of client communications about SCPI (real estate collective investment vehicles). The campaign covered four investment service providers over January 2022 to the first half of 2026, and the AMF reports numerous breaches, including suitability reports that did not explain why SCPI exposure remained appropriate, and standardised advice motivations.

Dikkate alınacak kontroller

  • Check whether suitability reports for SCPI explain why illiquid or devalued SCPI exposure remains suitable for the specific client at the time of advice.
  • Review whether formalised criteria exist for triggering a review of the product offer and whether the compliance function's involvement adapts to emerging or worsening risks.
  • Check whether a mechanism evidences delivery of sales materials to clients and identifies the version available at subscription.

Resmi metin

AMF · Diğer · · Orta

Synthèse des contrôles SPOT sur les communications aux clients concernant les SCPI

The AMF published a summary of its short thematic SPOT controls on client communications concerning SCPI (real estate collective investment vehicles). The controls covered four investment service providers (PSI) and a review period from 1 January 2022 to Q1 2026.

Dikkate alınacak kontroller

  • Check whether client communications on SCPI held by your firm are consistent with the findings described in the full summary.
  • Review internal controls over SCPI marketing communications against the supervisory priorities referenced by the AMF.

Resmi metin

AMF · Konuşma · · Bilgi

19e colloque de la Commission des sanctions – Vidéos et discours

The AMF published videos and speeches from the 19th colloquium of its Sanctions Committee, held on 5 October 2026. The publication includes opening and closing speeches by the committee chair and the AMF chair, and two round tables on market manipulation detection and sanctions and on remediation and its articulation with sanctions.

Resmi metin

AMF · Açıklama · · Orta

L'AMF et l'ACPR mettent en garde le public contre plusieurs acteurs proposant en France des investissements sur le marché des devises non régulé (Forex) et sur des produits dérivés sur crypto-actifs, sans y être autorisés

The AMF and ACPR issued a public warning about several actors offering investments in unregulated forex markets and derivatives on crypto-assets in France without being authorised. The warning concerns the public and unauthorised providers, and the feed text does not list the named entities or further details.

Dikkate alınacak kontroller

  • Check whether any counterparties or introducers in your client network are offering forex or crypto-asset derivatives without authorisation.
  • Review client communications on how to verify that a provider is authorised before investing.

Resmi metin

Otomatik sınıflandırma, hata içerebilir: resmi metni kontrol et.

Lisansa göre: Bankalar · Yatırım kuruluşları · Fon yönetimi · Portföy yöneticileri · Trustee'ler · Sigorta şirketleri · Sigorta aracıları · Kripto ve DLT · Diğer finansal aracılar

Ücretsiz test: lisansın için son yayınlar

Hesap yok, kart yok. Ülkeyi ve lisansı seç: resmi kaynaklardan okunmuş, önceden sınıflandırılmış son 5 ilgili yayını görürsün.